රජය අනුමත stock broker company

කොටස් වෙලදපොලයි ඔබයි: තැරව් කරුගේ ගාස්තුව කොහොමද

කොටස් වෙලදපොලයි ඔබයි: තැරව් කරුගේ ගාස්තුව කොහොමද: "Transaction Costs Transaction cost applicable for equity & debt securities given below: Equity - with effect from 1 st January 2011 Tra..."

මේ ලින්ක් එක ඔබල CDS ගැන සිංහලෙන්ම දැනගන්න

http://www.cds.lk/pdf/banner-11032011.pdf

broker companies වල විස්තර

artleet Religare Securities (Pvt) Limited

Level "G", "Bartleet House", 65, Braybrooke Place, Colombo 2.
Tel. 5220200, Fax: 2434985
E-mail: info@bartleetstock.com 
Website: www.bartleetstock.com
Mr. R. Muralidaran
Managing Director

Acuity Stockbrokers (Pvt) Ltd.

Level 6, Acuity House,No. 53, Dharmapala Mawatha, Colombo 3.
Tel. 2206206
Fax: 2206298/9
E-mail: sales@acuitystockbrokers.com
Website: http://www.acuity.lk
Mr. Devapriya Ellepola
CEO/Managing Director

John Keells Stockbrokers (Pvt) Ltd.

130, Glennie Street, Colombo 2.
Tel. 2326003, 2338066/7, 2342066/7, 2446694/5, 2439047/8, 4-710721-4
Fax: 2342068, 2326863
E-mail:jkstock@keells.com
Website: www.jksb.keells.lk
Mr. Tivanka Ratnayake
CEO

Asha Phillip Securities Ltd.

Level 4, "Millennium House", 46/58, Navam Mawatha, Colombo 2.
Tel. 2429100,

Fax: 2429199
E-mail: apsl@ashaphillip.net
Website:www.ashaphillip.net
Mr. Dimuthu Abeysekera
Director/CEO

Assetline Securities (Pvt) Ltd.

No. 282, Kaduwela Road, Battaramulla.
Tel 4700111, 2307366

Fax: 4700112,2307365
E-mail:dpgs1@sltnet.lk
Website:www.dpgsonline.com
Mr. Deepta Ekanayake

Managing Director

Somerville Stockbrokers (Pvt) Ltd.

137, Vauxhall Street, Colombo 2.
Tel. 2329201-5, 2332827, 2338292-3
Fax: 2338291,
E-Mail: ssb-web@sltnet.lk
Ms. Shalini Dias
Director

J B Securities (Pvt) Ltd.

150, St. Joseph Street, Colombo 14.
Tel. 2490900, 077-2490900, 077-2490901
Fax: 2430070, 2446085, 2447875
E-mail: jbs@jb.lk
Website:www.jbs.lk
Mr. Murtaza Jafferjee
Chairman & Managing Director

Lanka Securities (Pvt) Ltd.

228/2, Galle Road, Colombo 04.
Tel. 4706757, 2554942
Fax: 4706767
E-mail: lankasec@sltnet.lk
Website:www.lsl.lk
Mr.Kosala Gamage
Chief Operating Officer

Asia Securities (Pvt) Ltd.

Level 21, West Tower, World Trade Centre, Echelon Square, Colombo 1.
Tel. 2423905, 5320000
Fax: 2336018
E-mail: enquiry@asiacapital.lk
Website: www.asiacapital.lk
Mr. Sabri Marikkar
Chief Executive Officer

Ceylinco Stockbrokers (Pvt) Ltd.

Ceylinco House, Level 9, 69, Janadhipathi Mawatha, Colombo 1.
Tel. 4-714300, 4-714388, 4-714389, 0777-891871, 0777-896064
Fax: 2387228
E-mail: info@ecsbl.com
Website: www.ecsbl.com
Mr. Sriyan Gurusinghe
Director/General Manager

Capital Trust Securities (Pvt) Ltd.

42, Mohamed Macan Markar Mawatha, Colombo 3.
Tel. 5-335225,
Fax: 5-365725
E-mail: inquiries@capitaltrust.lk
Website: www.capitaltrust.lk
Mr. Tushan Wickremasinghe
Managing Director

S C Securities (Pvt) Ltd.

2nd Floor, 55 D.R. Wijewardena Mawatha, Colombo 10.
Tel. 4711000,
Fax: 2394405
E-mail:cscres@sltnet.lk
Website: http://www.sampathsecurities.lk/
Mr. Harsha Fernando
Director / Chief Executive Officer

CT Smith Stockbrokers (Pvt) Ltd.

4-14, Majestic City, 10, Station Road, Colombo 4.
Tel. 2552290 - 4
Fax: 2552289
E-mail: ctssales@sltnet.lk
Website: www.ctsmith.lk
Mrs. Cecilia Muttukumaru
Managing Director

DNH Financial (Pvt) Limited.

Level 16, West Tower, World Trade Center, Colombo 01.
Tel. 94 11 5700777
Fax: 94 11 5736264
E-mail: info@dnhfinancial.com
Website: www.dnhfinancial.com
Mr. Seedantha Kulatilake
General Manager/CEO

NDB Stockbrokers (Pvt) Ltd.

5th Floor, NDB Building, 40, Navam Mawatha, Colombo 2.
Tel. 2314170 to 2314178
Fax: 2314180
E-mail: mail@ndbs.lk
Website: www.ndbs.lk
Mrs.Prasansini Mendis
Chief Executive Officer

Capital Alliance Securities (Pvt) Ltd.

Level 5, "Millennium House", 46/58 Navam Mawatha, Colombo 2.
Tel: 2317777
Fax: 2317788
E-mail: general@capitalalliance.lk
Website: www.capitalalliance.lk
Mr.Harinlal Aturupane
Managing Director/CEO

SMB Securities (Pvt) Ltd.

No. 47, Dharmapala Mawatha, Colombo 3.
Tel: +94 5 232091
Fax: +94 2 339292
E-mail: admin@smbsecurities.lk
Website: www.smblk.com
Mr. Nandun Jayatillake
Chief Executive Officer

First Guardian Equities (Pvt) Ltd.

32nd Floor, East Tower, World Trade Centre, Echelon Square, Colombo 1.
Tel: 5884400 (Hunting)

Fax: 5884401
E-mail: info@firstguardianequities.com
Website: www.firstguardianequities.com
Mr.Rohan Goonewardene
Managing Director/CEO

Taprobane Securities (Pvt) Ltd.

2nd Floor,
No. 10, Gothami Road,
Colombo 08.
Tel: +94-11-5328200
Fax: +94-11-5328277
E-mail: info@taprobane.lk, dinal@taprobane.lk
Website: www.taprobanestocks.com
Mr.Dinal Wijemanne
Chief Executive Officer

Heraymila Securities Ltd.

Level 8, South Wing, Millennium House, 46/58 Nawam Mawatha, Colombo 02.
Tel: 011-2359100
Fax: 011-2305522
E-mail:info-hasl@heraymila.com
Mr. Ravi Abeysuriya
Director / CEO

SKM Lanka Holdings (Pvt) Ltd

No.377/3, Galle Road Colombo 3
Tel: 0112372413-4
Fax: 0112372416
E-mail: info@skmlankaholdings.com
Website: www.skmlankaholdings.com
Mr. R.M.B Senanayake
General Manager, Operations


IIFL Securities Ceylon Pvt Ltd

27th Floor, East Tower,
World Trade Centre,
Echelon Square, Colombo 1
Tel: 011-2333000
Fax: 011-2333383
E-mail: info.ceylon@iiflcap.com
Ms. Priyani Ratna-Gopal
Country Head

TKS SECURITIES (PVT) LTD

19-01 East Tower,
World Trade Centre,
Echelon Square, Colombo 1
Tel: 011-7857799
Fax: 011-7857857
E-mail: ralph@tks.lk
Website: www.tks.lk
Mr. Hussain Gani
Chief Executive Officer

Richard Pieris Securities (Pvt) Ltd

69, Hyde Park Corner, Colombo 02.
Tel: 011-7448900
Fax: 011-2675064
E-mail:jayantha@rpsecurities.com
Mr. Jayantha Perera
Chief Executive Officer

Claridge Stockbrokers (Pvt) Ltd

No.10 Gnanartha Pradeepa.
Mawath, Colombo 8
Tel: 0112697974
Fax: 0112677576
E-mail:fonseka@mackwoods.com
Mr.Lalith Fonseka.
Acting Chief Executive Officer

New World Securities (Pvt) Ltd

2nd Floor, 45/2, Braybrooke Street,
Colombo 2.
Tel: 011-2358700 / 20
Fax: 011-2358701
E-mail: info@nws.lk
Mr. Viraj Malawana
Director / CEO

Arrenga Capital (Pvt.) Ltd

Level 23, East Tower
World Trade Centre
Colombo 1
Tel: +94 011 7277000 to 98
Fax: + 94 11 7277099
Email: dihand@arrengacapital.com
Website: www.arrengacapital.com
Mr. Rohan Iriyagolla
Director / General Manager

LOLC Securities Limited

No. 100/1, Sri Jayawardenapura Mawatha,
Rajagiriya
Tel: +94 11-5880880
Mr. Sriyan Gurusinghe
CEO / Managing Director


First Capital Markets Limited (Trading Member Debt)

No.75, Arnold Ratnayake Mawtha,
Colombo 10.
Tel: +94 11 2 639 898, +94 11 2 681 888
Fax: +94 11 2 639 899, +94 11 2 681 460
E-Mail: info@firstcapital.lk
Web site: www.firstcapital.lk
Mr. Chandima Desinghe
Head of Capital Markets and Fund Management 

Trading Process

Trading Process

තැරව් කරුවෙක් ඔනවෙන්නේ මොකටද

Who is a Stockbroker?

A stockbroker is a firm that acts as an intermediary for stock market transactions, offering investors a variety of services in addition to investment advice and executing buy/ sell orders of investors. The Stockbroker's fee is the brokerage.

There are 15 Member Firms and 12 Trading Members at the Colombo Stock Exchange (CSE). They are governed by the regulations set out by the CSE and licensed by the Securities and Exchange Commission (SEC). It is mandatory for you to obtain the services of a stockbroker when transacting in the secondary market.

What services do they provide?

Intermediation

1. Investment advice
Execute and confirm buy / sell transactions
Settlement of transactions - T+3 for Equities and Delivery vs Payment (DVP) for Corporate and Government debt
Follow-up on defaulters and Portfolio Management

2. Research

Most brokers have a research unit that studies the market in general and specific companies in particular. With this research they are able to recommend shares for you to purchase. They publish research in the form of

• Sector reports
• Daily & Weekly reports
• Company specific reports
• Daily valuation reports

The broker makes recommendations to the best of his ability and should not be liable in case the recommendation is found to be incorrect.

3. Margin Trading

Broker Firms could provide this service, to its clients, subject to a registration to be obtained from SEC.

4. Corporate Finance Activities

Advise and facilitate takeovers and mergers
Sponsoring listing applications for companies.

Client Registration & documentation

• Opening of Securities Accounts
• Deposit of Securities
• Withdrawal of Securities
• Transfer of Securities
• Provision of Contract Notes
• Settlement of transactions

Providing information

• Assistance and information dissemination with regard to new issues

Qualities of an Investment Advisor

The Stockbroker should act in the client's best interest. Therefore, he should possess the following qualities.

තැරව් කරුගේ ගාස්තුව කොහොමද

Transaction Costs

Transaction cost applicable for equity & debt securities given below:

Equity - with effect from 1^st January 2011

Transactions up to Rs. 50 Million - 1.12%
Divided as follows:

Brokerage Fees	- 0.640%
CSE Fees	- 0.084%
CDS Fees	- 0.024%
SEC Cess	- 0.072%
Share Transaction Levy	- 0.300%

Transactions over Rs. 50 Million
Divided as follows:

Minimum brokerage (floor)	- 0.200%
CSE Fees	- 0.0525%
CDS Fees	- 0.0150%
SEC Fees	- 0.0450%
Share Transaction Levy	- 0.300%

(Subject to a minimum brokerage of Rs. 10/- per contract and a minimum CDS fee of Rs. 5/-)

The CSE trading records will indicate the brokerage as zero for transactions over Rs. 50 Mn. The Broker Firms are expected to insert 0.2000% or a higher percentage which is negotiated with the client as the brokerage before printing the Bought/Sold Notes.

Intra day Trading

With effect from 15th February 2006, the transaction fee due to the broker, CSE, CDS and SEC on intra day trades, where a client buys and sells or sells and buys the same security on the same day through the same broker will not be charged on one side of the transaction.

(Please note that Share Transaction Levy will be charged on both sides of the Transaction)

• In the event the total number of shares purchased does not equal the total number of shares sold, the transaction fees as detailed above will not be levied on the lower quantity of shares either purchased or sold.
• In the event the total quantity purchased is equal to the total quantity sold the transaction fees will not be levied from the sales transaction.

Please note that the total purchases and sales of a client in the same security will be considered for purpose of determining the exemption of the Brokerage, CSE, CDS and SEC fees (transaction fee).

Eg:

• Client X's trades in ABC shares on particular day
  
  

  Bought		1,000 shares
  Sold		1,000 shares
  Bought		4,000 shares
  Sold		2,000 shares
  Sold		1,000 shares

  
  
  Total Purchases = 5,000 shares
  Total Sales = 4,000 shares
  
  
  No transaction fee will be levied on the 4,000 shares sold, apart from the Share Transaction Levy.
  
  
• Client V's trades in ABC shares on a particular day
  
  

  Bought		500 shares
  Sold		1,000 shares
  Bought		300 shares
  Sold		500 shares
  Bought		100 shares

  
  
  Total Purchases = 900 shares
  Total Sales = 1,500 shares
  
  
  No transaction fee will be levied on the 900 shares purchased, apart from the Share Transaction Levy.

Odd lots, Crossing and AON trades will not be considered for the exemption of Brokerage, CSE, CDS and SEC fees.

Note:

A Member Firm may share 50% of the brokerage with a foreign broker if a foreign broker is involved in a transaction.

Corporate Debt

Brokerage - Negotiable
Fees (SEC, CSE & CDS) - 2 Basis Points (D ivided equally amongst the three institutions)

Government Debt

Brokerage - Negotiable
Fees (SEC, CSE & CDS) - Nil

Closed End Funds

Fees based on a Percentage (%) of the Transaction value

Brokerage		Negotiable with a Cap of 1 %
CSE Fee		0.02%
CDS Fee		0.01%
SEC Cess		0.02%